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Databricks Certified Generative AI Engineer Associate Sample Questions (Q22-Q27):
NEW QUESTION # 22 
A Generative Al Engineer needs to design an LLM pipeline to conduct multi-stage reasoning that leverages external tools. To be effective at this, the LLM will need to plan and adapt actions while performing complex reasoning tasks.
Which approach will do this?
- A. Use a Chain-of-Thought (CoT) prompting technique to guide the LLM through a series of reasoning steps, then manually input the results from external tools for the final answer.
 - B. Tram the LLM to generate a single, comprehensive response without interacting with any external tools, relying solely on its pre-trained knowledge.
 - C. Encourage the LLM to make multiple API calls in sequence without planning or structuring the calls, allowing the LLM to decide when and how to use external tools spontaneously.
 - D. Implement a framework like ReAct which allows the LLM to generate reasoning traces and perform task-specific actions that leverage external tools if necessary.
 
Answer: D
Explanation:
The task requires an LLM pipeline for multi-stage reasoning with external tools, necessitating planning, adaptability, and complex reasoning. Let's evaluate the options based on Databricks' recommendations for advanced LLM workflows.
* Option A: Train the LLM to generate a single, comprehensive response without interacting with any external tools, relying solely on its pre-trained knowledge
* This approach limits the LLM to its static knowledge base, excluding external tools and multi- stage reasoning. It can't adapt or plan actions dynamically, failing the requirements.
* Databricks Reference:"External tools enhance LLM capabilities beyond pre-trained knowledge" ("Building LLM Applications with Databricks," 2023).
* Option B: Implement a framework like ReAct which allows the LLM to generate reasoning traces and perform task-specific actions that leverage external tools if necessary
* ReAct (Reasoning + Acting) combines reasoning traces (step-by-step logic) with actions (e.g., tool calls), enabling the LLM to plan, adapt, and execute complex tasks iteratively. This meets all requirements: multi-stage reasoning, tool use, and adaptability.
* Databricks Reference:"Frameworks like ReAct enable LLMs to interleave reasoning and external tool interactions for complex problem-solving"("Generative AI Cookbook," 2023).
* Option C: Encourage the LLM to make multiple API calls in sequence without planning or structuring the calls, allowing the LLM to decide when and how to use external tools spontaneously
* Unstructured, spontaneous API calls lack planning and may lead to inefficient or incorrect tool usage. This doesn't ensure effective multi-stage reasoning or adaptability.
* Databricks Reference: Structured frameworks are preferred:"Ad-hoc tool calls can reduce reliability in complex tasks"("Building LLM-Powered Applications").
* Option D: Use a Chain-of-Thought (CoT) prompting technique to guide the LLM through a series of reasoning steps, then manually input the results from external tools for the final answer
* CoT improves reasoning but relies on manual tool interaction, breaking automation and adaptability. It's not a scalable pipeline solution.
* Databricks Reference:"Manual intervention is impractical for production LLM pipelines" ("Databricks Generative AI Engineer Guide").
Conclusion: Option B (ReAct) is the best approach, as it integrates reasoning and tool use in a structured, adaptive framework, aligning with Databricks' guidance for complex LLM workflows.
NEW QUESTION # 23 
A Generative Al Engineer wants their (inetuned LLMs in their prod Databncks workspace available for testing in their dev workspace as well. All of their workspaces are Unity Catalog enabled and they are currently logging their models into the Model Registry in MLflow.
What is the most cost-effective and secure option for the Generative Al Engineer to accomplish their gAi?
- A. Use MLflow to log the model directly into Unity Catalog, and enable READ access in the dev workspace to the model.
 - B. Use an external model registry which can be accessed from all workspaces
 - C. Setup a duplicate training pipeline in dev, so that an identical model is available in dev.
 - D. Setup a script to export the model from prod and import it to dev.
 
Answer: A
Explanation:
The goal is to make fine-tuned LLMs from a production (prod) Databricks workspace available for testing in a development (dev) workspace, leveraging Unity Catalog and MLflow, while ensuring cost-effectiveness and security. Let's analyze the options.
* Option A: Use an external model registry which can be accessed from all workspaces
* An external registry adds cost (e.g., hosting fees) and complexity (e.g., integration, security configurations) outside Databricks' native ecosystem, reducing security compared to Unity Catalog's governance.
* Databricks Reference:"Unity Catalog provides a centralized, secure model registry within Databricks"("Unity Catalog Documentation," 2023).
* Option B: Setup a script to export the model from prod and import it to dev
* Export/import scripts require manual effort, storage for model artifacts, and repeated execution, increasing operational cost and risk (e.g., version mismatches, unsecured transfers). It's less efficient than a native solution.
* Databricks Reference: Manual processes are discouraged when Unity Catalog offers built-in sharing:"Avoid redundant workflows with Unity Catalog's cross-workspace access"("MLflow with Unity Catalog").
* Option C: Setup a duplicate training pipeline in dev, so that an identical model is available in dev
* Duplicating the training pipeline doubles compute and storage costs, as it retrains the model from scratch. It's neither cost-effective nor necessary when the prod model can be reused securely.
* Databricks Reference:"Re-running training is resource-intensive; leverage existing models where possible"("Generative AI Engineer Guide").
* Option D: Use MLflow to log the model directly into Unity Catalog, and enable READ access in the dev workspace to the model
* Unity Catalog, integrated with MLflow, allows models logged in prod to be centrally managed and accessed across workspaces with fine-grained permissions (e.g., READ for dev). This is cost- effective (no extra infrastructure or retraining) and secure (governed by Databricks' access controls).
* Databricks Reference:"Log models to Unity Catalog via MLflow, then grant access to other workspaces securely"("MLflow Model Registry with Unity Catalog," 2023).
Conclusion: Option D leverages Databricks' native tools (MLflow and Unity Catalog) for a seamless, cost- effective, and secure solution, avoiding external systems, manual scripts, or redundant training.
NEW QUESTION # 24 
A Generative AI Engineer developed an LLM application using the provisioned throughput Foundation Model API. Now that the application is ready to be deployed, they realize their volume of requests are not sufficiently high enough to create their own provisioned throughput endpoint. They want to choose a strategy that ensures the best cost-effectiveness for their application.
What strategy should the Generative AI Engineer use?
- A. Change to a model with a fewer number of parameters in order to reduce hardware constraint issues
 - B. Throttle the incoming batch of requests manually to avoid rate limiting issues
 - C. Deploy the model using pay-per-token throughput as it comes with cost guarantees
 - D. Switch to using External Models instead
 
Answer: C
Explanation:
* Problem Context: The engineer needs a cost-effective deployment strategy for an LLM application with relatively low request volume.
* Explanation of Options:
* Option A: Switching to external models may not provide the required control or integration necessary for specific application needs.
* Option B: Using a pay-per-token model is cost-effective, especially for applications with variable or low request volumes, as it aligns costs directly with usage.
* Option C: Changing to a model with fewer parameters could reduce costs, but might also impact the performance and capabilities of the application.
* Option D: Manually throttling requests is a less efficient and potentially error-prone strategy for managing costs.
OptionBis ideal, offering flexibility and cost control, aligning expenses directly with the application's usage patterns.
NEW QUESTION # 25 
A Generative Al Engineer is tasked with improving the RAG quality by addressing its inflammatory outputs.
Which action would be most effective in mitigating the problem of offensive text outputs?
- A. Restrict access to the data sources to a limited number of users
 - B. Inform the user of the expected RAG behavior
 - C. Increase the frequency of upstream data updates
 - D. Curate upstream data properly that includes manual review before it is fed into the RAG system
 
Answer: D
Explanation:
Addressing offensive or inflammatory outputs in a Retrieval-Augmented Generation (RAG) system is critical for improving user experience and ensuring ethical AI deployment. Here's whyDis the most effective approach:
* Manual data curation: The root cause of offensive outputs often comes from the underlying data used to train the model or populate the retrieval system. By manually curating the upstream data and conducting thorough reviews before the data is fed into the RAG system, the engineer can filter out harmful, offensive, or inappropriate content.
* Improving data quality: Curating data ensures the system retrieves and generates responses from a high-quality, well-vetted dataset. This directly impacts the relevance and appropriateness of the outputs from the RAG system, preventing inflammatory content from being included in responses.
* Effectiveness: This strategy directly tackles the problem at its source (the data) rather than just mitigating the consequences (such as informing users or restricting access). It ensures that the system consistently provides non-offensive, relevant information.
Other options, such as increasing the frequency of data updates or informing users about behavior expectations, may not directly mitigate the generation of inflammatory outputs.
NEW QUESTION # 26 
A Generative AI Engineer has been asked to design an LLM-based application that accomplishes the following business objective: answer employee HR questions using HR PDF documentation.
Which set of high level tasks should the Generative AI Engineer's system perform?
- A. Split HR documentation into chunks and embed into a vector store. Use the employee question to retrieve best matched chunks of documentation, and use the LLM to generate a response to the employee based upon the documentation retrieved.
 - B. Use an LLM to summarize HR documentation. Provide summaries of documentation and user query into an LLM with a large context window to generate a response to the user.
 - C. Create an interaction matrix of historical employee questions and HR documentation. Use ALS to factorize the matrix and create embeddings. Calculate the embeddings of new queries and use them to find the best HR documentation. Use an LLM to generate a response to the employee question based upon the documentation retrieved.
 - D. Calculate averaged embeddings for each HR document, compare embeddings to user query to find the best document. Pass the best document with the user query into an LLM with a large context window to generate a response to the employee.
 
Answer: A
Explanation:
To design an LLM-based application that can answer employee HR questions using HR PDF documentation, the most effective approach is option D. Here's why:
* Chunking and Vector Store Embedding:HR documentation tends to be lengthy, so splitting it into smaller, manageable chunks helps optimize retrieval. These chunks are then embedded into avector store(a database that stores vector representations of text). Each chunk of text is transformed into an embeddingusing a transformer-based model, which allows for efficient similarity-based retrieval.
* Using Vector Search for Retrieval:When an employee asks a question, the system converts their query into an embedding as well. This embedding is then compared with the embeddings of the document chunks in the vector store. The most semantically similar chunks are retrieved, which ensures that the answer is based on the most relevant parts of the documentation.
* LLM to Generate a Response:Once the relevant chunks are retrieved, these chunks are passed into the LLM, which uses them as context to generate a coherent and accurate response to the employee's question.
* Why Other Options Are Less Suitable:
* A (Calculate Averaged Embeddings): Averaging embeddings might dilute important information. It doesn't provide enough granularity to focus on specific sections of documents.
* B (Summarize HR Documentation): Summarization loses the detail necessary for HR-related queries, which are often specific. It would likely miss the mark for more detailed inquiries.
* C (Interaction Matrix and ALS): This approach is better suited for recommendation systems and not for HR queries, as it's focused on collaborative filtering rather than text-based retrieval.
Thus, option D is the most effective solution for providing precise and contextual answers based on HR documentation.
NEW QUESTION # 27
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